A Framework for Double-Blind Federated Adaptation of Foundation Models

The availability of foundational models (FMs) pre-trained on large-scale data has advanced the state-of-the-art in many computer vision tasks. While FMs have demonstrated good zero-shot performance on many image classification tasks, there is often scope for performance improvement by adapting the FM to the downstream task. However, the data that is required for this adaptation typically exists in silos across multiple entities (data owners) and cannot be collated at a central location due to regulations and privacy concerns. At the same time, a learning service provider (LSP) who owns the FM cannot share the model with the data owners due to proprietary reasons. In some cases, the data owners may not have the resources to even store such large FMs. Hence, there is a need for algorithms to adapt the FM in a double-blind federated manner, i.e., the data owners do not know the FM or each other's data and the LSP does not see the data for the downstream tasks. In this work, we propose a framework for double-blind federated adaptation of FMs using fully homomorphic encryption (FHE). The proposed framework first decomposes the FM into a sequence of FHE-friendly blocks through knowledge distillation. The resulting FHE-friendly model is adapted for the downstream task via low-rank parallel adapters that can be learned without backpropagation through the FM. Since the proposed framework requires the LSP to share intermediate representations with the data owners, we design a privacy-preserving permutation scheme to prevent the data owners from learning the FM through model extraction attacks. Finally, a secure aggregation protocol is employed for federated learning of the low-rank parallel adapters. Empirical results on four datasets demonstrate the practical feasibility of the proposed framework.